Top Tech Jobs & Startup Jobs in Charlotte, NC

The Senior Director will oversee compliance governance programs, manage compliance risk assessments, and establish relations with risk management and regulatory bodies, all while leading a high-performing team. They will ensure the corporate culture aligns with regulatory compliance and act as a subject matter expert on financial services compliance.

The Senior Compliance Data Analyst will manage and optimize data pipelines, collaborate with cross-functional teams for data requirements, enforce data governance policies, and assist with regulatory compliance activities. The role emphasizes data architecture design, data integrity, and reporting.

The Director of Policy and Government Affairs will engage with U.S. policymakers, assess the impact of legislation on SoFi, and develop programs to enhance the company's understanding of the regulatory environment in financial services. This role includes managing relationships with lobbying firms and advocacy organizations.

The Compliance Advisor at SoFi ensures regulatory compliance, leads quality assurance reviews, monitors corrective actions, and validates compliance metrics. The role requires collaboration with key stakeholders to mitigate risks and enhance compliance processes.

As a Home Equity Member Advocate III, you will focus on retention, loan restructure, and customer service in the mortgage industry. Responsibilities include making outbound calls to retain business, improving customer experience, ensuring loan guidelines compliance, managing loan files, and collaborating with sales and operations teams for optimal service delivery.

The AML Project Manager will oversee projects related to the Enterprise AML Department’s strategic roadmap, focusing on enhancing AML controls for new product offerings and compliance initiatives. Responsibilities include project planning, risk management, compliance evaluation, system implementation, stakeholder collaboration, and ensuring project objectives are met effectively.

The AML Governance Specialist will be responsible for managing documentation for regulatory exams, coordinating governance deliverables, contributing to risk assessment processes, and drafting and implementing policies within the AML Department.