CapitalOne Testing Logo

CapitalOne Testing

Sr. Risk Associate, Commercial Bank

Reposted Yesterday
Be an Early Applicant
In-Office
2 Locations
86K-108K Annually
Mid level
In-Office
2 Locations
86K-108K Annually
Mid level
The Senior Risk Associate will manage risk for the Commercial Bank by consulting, leading change controls, and supporting audits and compliance activities.
The summary above was generated by AI
Sr. Risk Associate, Commercial Bank
Are you ready to work on the front line of a top 10 Bank? As a Senior Risk Associate in the Commercial Risk Office at Capital One you'll be responsible for working with business partners to identify and mitigate potential risks to Capital One. Senior Risk Associates at Capital One are the front line of defense to ensure our company remains stable and profitable.
Senior Risk Associates at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills. They have a high level of exposure across lines of business and have the opportunity to create and implement innovative solutions to identify and mitigate potential risks.
As a Senior Risk Associate on the Underwriting & Portfolio Management (UW&PM) and Commercial Loan Operations (CLO) Risk Advisory Team, this associate will support the Commercial UW&PM and CLO Risk Advisors in their day-to-day activities in helping to manage risk for the UW&PM and CLO lines of business within the Commercial Bank.
Responsibilities:
  • Risk Consulting to one or more business areas relative to their business lines and provide advice and guidance as required
  • Deliver materials requested in audits and exams with various stakeholders across the lines of defense
  • Internal Client Management - develop and leverage key relationships with stakeholders that enable collaboration across the enterprise
  • Corrective action - identify and track events and issues to mitigate risk to Capital One. Coordinate with applicable business areas to define/implement remediation activities
  • Lead change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented
  • Support Risk Advisors with ad-hoc deliverables and investigations
  • Support risk assessments, associated remediations, and the build-out of controls
  • Manage, implement and deliver on a subset of the program deliverables including drafting communications, writing and editing policies, procedures, business continuity plans, audit remediation responses, etc.
  • Create, edit and manage multiple facets of business unit risk reporting
  • Execute processes and deliverables that support internal governance processes

Basic Qualifications:
  • Bachelor's Degree or Military experience
  • At least 2 years of Financial Services or Risk Management experience

Preferred Qualifications:
  • At least 3 years of Risk Management experience
  • At least 2 years of Audit or Compliance experience
  • At least 2 years of experience supporting, partnering and interacting with internal business clients
  • Highly proficient in creating and maintaining information in Microsoft Office (PowerPoint, Excel, and Word) or Google Suite (Slides, Sheets, and Docs)
  • Commercial Bank experience

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
#CommRisk
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $94,600 - $107,900 for Sr. Risk Associate
Richmond, VA: $86,000 - $98,200 for Sr. Risk Associate
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at [email protected] . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to [email protected]
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

Top Skills

Google Suite
MS Office

Similar Jobs

Yesterday
In-Office
2 Locations
93K-116K Annually
Junior
93K-116K Annually
Junior
Software
The Associate Analyst in Community Finance will evaluate affordable housing opportunities, support project analysis, research, and assist in pipeline management while collaborating with multiple departments.
Top Skills: Google Workspace
Yesterday
In-Office
2 Locations
86K-108K Annually
Junior
86K-108K Annually
Junior
Software
The Senior Risk Associate will assess and test control activities, support risk management processes, and provide recommendations for control enhancements.
Top Skills: Control TestingProcess ManagementRisk Management
Yesterday
In-Office
2 Locations
133K-167K Annually
Mid level
133K-167K Annually
Mid level
Software
The Risk Manager will enhance data management controls, collaborate with stakeholders, and ensure compliance with risk methodology in a bank setting.
Top Skills: ComplianceData ManagementProcess ManagementProject ManagementRisk Management

What you need to know about the Charlotte Tech Scene

Ranked among the hottest tech cities in 2024 by CompTIA, Charlotte is quickly cementing its place as a major U.S. tech hub. Home to more than 90,000 tech workers, the city’s ecosystem is primed for continued growth, fueled by billions in annual funding from heavyweights like Microsoft and RevTech Labs, which has created thousands of fintech jobs and made the city a go-to for tech pros looking for their next big opportunity.

Key Facts About Charlotte Tech

  • Number of Tech Workers: 90,859; 6.5% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: Lowe’s, Bank of America, TIAA, Microsoft, Honeywell
  • Key Industries: Fintech, artificial intelligence, cybersecurity, cloud computing, e-commerce
  • Funding Landscape: $3.1 billion in venture capital funding in 2024 (CED)
  • Notable Investors: Microsoft, Google, Falfurrias Management Partners, RevTech Labs Foundation
  • Research Centers and Universities: University of North Carolina at Charlotte, Northeastern University, North Carolina Research Campus

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account