Regional Director (Southwest) - Structured Investments Distribution - Vice President

iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services approximately $170 billion in global client assets invested in 1,392 funds, as of October 2023.

iCapital has been named to the Forbes Fintech 50 for six consecutive years (2018-2023); a three-time selection by Forbes to its list of Best Startup Employers (2021-2023); and a three-time winner of MMI/Barron’s Solutions Provider award (See link below). 

About the Role

iCapital is looking to hire a Vice President to join the Distribution team’s Southwest U.S. region. This high-performing leader will oversee all aspects of wholesaling investment products to registered representatives. Reporting into the Senior Vice President or Managing Director, this role will work amongst a talented team of professionals who are making an impact at iCapital. We are looking for someone who is both strategic and hands on, and able to manage multiple clients while developing new relationships.  

Responsibilities

• Leverage a consultative sales process to acquire new relationships, expand existing client relationships, and service existing clients.      
• Educate advisors on the merits of structured investments as part of client portfolios.   
• Continue to self-educate and be able to discuss our 200+ monthly offerings. 
• Work in close partnership with home offices and issuer partners on new offerings. 
• Analyze regional and product sales trends within participating broker-dealer firms and among individual Financial Advisors. 
• Onboard new clients to iCapital’s best-in-class network to support business growth.   
• Travel regularly in the market to meet with advisors and clients to support new and existing business.
• Utilize contact management system to capture information and schedule follow up activities. 

Qualifications

• 7+ years of experience working within the investment industry in a client facing capacity (e.g., external wholesaler, internal wholesaler, relationship manager, product specialist)     
• Demonstrated ability to work in a fast-paced entrepreneurial environment and follow a rigorous sales process   
• Able to sell and provide support for a diverse platform of structured investments and other Defined Outcome offerings 
• Series 7 and 63 licenses are required  
• Experience covering large independent broker-dealers such as Ameriprise is preferred.             

Benefits

The base salary range for this role is $80,000 to $100,000.  iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

We believe the best ideas and innovation happen when we are together. We offer most employees the flexibility to work in the office three or four days.  Every department has different needs, and some positions will be designated in-office jobs, based on their function. 

For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us  Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/

iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.